(Srj-972) - Bnp Paribas Nickel - Chief Compliance Officer Lfp465
Responder al anuncioProfile:Around 10 years of experience in a regulated financial institution with at least a previous position within an internal control function. Main Responsibilities:The head of Compliance of FPE branch is primarily responsible for:Provide reasonable assurance to FPE Chief Compliance Officer, FPE Branch management and regulators that adequate policies, procedures, and efficient compliance internal control measures are in place consistent with FPE's Compliance requirements, characteristics, compliance risks, and in line with applicable laws and regulations. Establish standards and implement procedures to ensure that the compliance frameworks throughout the branch are effective and efficient in identifying, preventing, detecting, and correcting noncompliance. Oversee compliance within the FPE branch and ensure compliance with local regulatory requirements, FPE policies and procedures. Endorse the role of MLRO/AMLCO. Main Activities:Manage FPE branch's relationship with local regulator. Adapt FPE Compliance policies & local BNPP policies, procedures and control plans to FPE branch specificities & local regulatory requirements. Define the annual compliance work plan that reflects the branch's characteristics & growth. Manage and review the analysis of suspicious activity alerts and decide on the transmission of suspicious activity reports to competent authorities. Take decisions as per delegation received on the scope of responsibilities and ensure documentation and tracking of decisions. Contribute to Compliance Risk Assessment Process, aggregate and report on CPL risks for the FPE branch, and provide recommendations for remediation of identified deficiencies. Collaborate with the business to follow up on timely remediation. Improve the Compliance permanent control process as necessary, provide guidance, advice, and training on compliance topics for FPE local's staff and stakeholders. Prepare and present clear and concise compliance reports to the FPE CPL and FPE branch management. Managerial Scope:Define appropriate governance and organization within FPE branch taking into account FPE specificities and local regulations. Plan, organize, and execute day-to-day operational compliance activities. Roll-out objectives and validate annual priorities with input from FPE Compliance. Represent Compliance Function in FPE branch management committee. Contribute to FTE Compliance reporting and Committee. Reporting:The head of Compliance of FPE branch reports to the Chief Compliance Officer of FPE. #J-18808-Ljbffr
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